Americas Reg Desk

Tuesday, 2026-10-06 · covering the last 24h

United States

No material new SEC rule proposals or adoptions, FINRA notices, or NYSE/Nasdaq/Cboe rule filings bearing on institutional trading in the window. The SEC's Federal Register notices proposing new professional-credential pathways (a FINRA-administered exam, the CPA license, the CFP certification, and the Series 79 and Series 86/87 licenses) to accredited-investor status under Rule 501(a)(10) remain open for comment (60-day clock from 5 Oct publication), unchanged. Cboe's Rule 8.23 anti-disruptive-trading filing (SR-CBOE-2026-008) remains pending past its extended 30 Sept deadline, with no SEC approval or disapproval order confirmed. No new CFTC rulemaking bearing on equity markets, and no new Federal Reserve Board rulemaking, proposed or final, or supervisory guidance reaching market participants, in the window.

Canada

No material new CSA/OSC, CIRO or TMX rulemaking, and no new Bank of Canada FMI-oversight or settlement-system rulemaking, in the window.

Latin America

No material new items from Brazil's CVM/B3/BCB, Mexico's CNBV/BIVA-BMV/Banxico, Chile's CMF/BCCh or Argentina's CNV/BCRA in the window.

Informational only — summaries of public regulatory and central bank sources; not advice.